Regulatory Tier
C
Financial Service Providers Register(FSPR)
https://www.companiesoffice.govt.nz/fsp
Website
Regulatory Tier
Regulatory Information
NBP: --
Investor Protection: --
Our Members: 8
Est. Date: Established in 2008
Separately Managed Accounts (SMA): --
Not an IOSCO Member
About FSPR
The Financial Service Providers Register (FSPR) has been established under the Financial Service Providers (Registration and Dispute Resolution) Act 2008. FSPR is a searchable register of people, businesses and organisations that provide financial services in New Zealand. It enables over-the-counter brokerage firms that are unregulated, as well as new start-ups, to gain customer confidence and credibility, without the worry of complying with regulatory barriers imposed in a number of other countries.
Our Members
Total: 8