Cyprus Securities and Exchange Commission
Year 2001Regulated by Government
The Cyprus Securities and Exchange Commission (CySEC) was established in accordance with section 5 of the Securities and Exchange Commission (Establishment and Responsibilities) Law of 2001 as a public legal entity. It is an independent public supervisory Authority responsible for the supervision of the investment services market, transactions in transferable securities carried out in the Republic of Cyprus and the collective investment and asset management sector. It also supervises the firms offering administrative services which do not fall under the supervision of ICPAC and the Cyprus Bar Association.
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Disclosure summary
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- Disclosure time 2020-07-07
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Warning
2012-02-24
Administrative action against Phillip Securities Co., Ltd.
PhillipSecurities
Sanction
2006-12-01
Sanction
2009-03-24
Administrative action against Rakuten Securities Co., Ltd.
Rakuten Securities