Global Broker Regulation Inquiry App
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CMS Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：
Hong Kong
Hong KongSurvey Date：2025-10-30
CMS
SBI E2-Capital Hong Kong (Winbase Centre) Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-10-31
SBI E2-Capital
KGI Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-10-30
KGI
Kingston Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-10-30
Kingston
Huatai International Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-10-30
Huatai International
G. H. Financials Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-10-30
G. H. Financials
guomao Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-10-30
guomao
Manulife Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-10-29
Manulife
Bright Stream Capital Management Limited Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-10-30
Bright Stream Capital Management Limited
ChowSangSang Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-10-30
ChowSangSang
BRIGHT Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-11-04
BRIGHT
AB Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-10-30
AB
BTL Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-10-28
BTL
Grand Finance Group Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-10-30
Grand Finance Group
ROCTEC FUTURES Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-10-30
ROCTEC FUTURES
Ping An Securities (Hong Kong) Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-10-30
PING AN SECURITIES (HONG KONG)
Huatai Futures Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-10-30
HUATAI SECURITIES
DFZQ Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-10-30
DFZQ
MC Prime Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-10-30
MCPRIME
Cinda International Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-10-30
Cinda International
Hong Kong CMS
Hong Kong SBI E2-Capital
Hong Kong KGI
Hong Kong Kingston
Hong Kong Huatai International
Hong Kong G. H. Financials
Hong Kong guomao
Hong Kong Manulife
Hong Kong Bright Stream Capital Management Limited
Hong Kong ChowSangSang
Hong Kong BRIGHT
Hong Kong AB
Hong Kong BTL
Hong Kong Grand Finance Group
Hong Kong ROCTEC FUTURES
Hong Kong PING AN SECURITIES (HONG KONG)
Hong Kong HUATAI SECURITIES
Hong Kong DFZQ
Hong Kong MCPRIME
Hong Kong Cinda International
Field-Surveyed Broker
Not Regulated
VCM Japan
1.46
Score 2-5 yearsQuestionable Regulatory LicenseSuspicious Operational RegionHigh Potential Risk
Regulated
MUFG
7.98
Score 15-20 yearsRegulated in JapanMarket Making License (MM)Self-developed
Regulated
PWM Japan Securities
6.71
Score 15-20 yearsRegulated in JapanMarket Making License (MM)High Potential Risk
Domestic Regulation
InteractiveBrokers
8.04
Score Listed20+ yearsRegulated in United StatesDerivatives Trading License (AGN)Self-developedGlobal BusinessMarket Making License (MM)High Potential Risk
Regulated
Vantage Capital Markets
6.18
Score 5-10 yearsRegulated in United KingdomInst Forex Execution (STP)Suspicious Operational RegionHigh Potential Risk
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