Global Broker Regulation Inquiry App
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LONGRUN FINANCIAL Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：
Hong Kong
Hong KongSurvey Date：30-10-2025
LONGRUN FINANCIAL
INDUSTRIAL SECURITIES INTERNATIONAL Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：30-10-2025
INDUSTRIAL SECURITIES INTERNATIONAL
BeeVest Securities Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：28-10-2025
BeeVest Securities
Chong Hing Commodities & Futures Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：04-11-2025
Chong Hing Commodities & Futures
NG Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：29-10-2025
NG
CAPITAL Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：29-10-2025
CAPITAL
EMPERIO GROUP Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：30-10-2025
EMPERIO GROUP
FUTURE SECURITIES Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：29-10-2025
FUTURE SECURITIES
Zheshang International Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：30-10-2025
Zheshang International
CL Group Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：28-10-2025
CL GrouP
CHIEF Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：28-10-2025
CHIEF
WUCHAN ZHONGDA FUTURES Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：30-10-2025
WZ GROUP
Deriv Malaysia Verified: Operational Office Confirmed
Field SurveyRegion：
Malaysia
MalaysiaSurvey Date：30-10-2025
deriv
Deriv Malaysia Verified: Operational Office Confirmed
Field SurveyRegion：Malaysia
MalaysiaSurvey Date：30-10-2025
Deriv
D prime Malaysia Verified: Operational Office Confirmed
Field SurveyRegion：Malaysia
MalaysiaSurvey Date：27-10-2025
D prime
CCIB Malaysia Verified: Operational Office Confirmed
Field SurveyRegion：Malaysia
MalaysiaSurvey Date：27-10-2025
CCIB
CHRISTFUND Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：29-10-2025
CHRISTFUND
CCB International Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：28-10-2025
CCB International
Moomoo Malaysia Verified: Operational Office Confirmed
Field SurveyRegion：Malaysia
MalaysiaSurvey Date：24-10-2025
moomoo
Manulife Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：29-10-2025
Manulife
Hong Kong LONGRUN FINANCIAL
Hong Kong INDUSTRIAL SECURITIES INTERNATIONAL
Hong Kong BeeVest Securities
Hong Kong Chong Hing Commodities & Futures
Hong Kong NG
Hong Kong CAPITAL
Hong Kong EMPERIO GROUP
Hong Kong FUTURE SECURITIES
Hong Kong Zheshang International
Hong Kong CL GrouP
Hong Kong CHIEF
Hong Kong WZ GROUP
Malaysia deriv
Malaysia Deriv
Malaysia D prime
Malaysia CCIB
Hong Kong CHRISTFUND
Hong Kong CCB International
Malaysia moomoo
Hong Kong Manulife
Field-Surveyed Broker
Not Regulated
VCM Japan
1.46
Score 2-5 yearsQuestionable Regulatory LicenseSuspicious Operational RegionHigh Potential Risk
Regulated
PWM Japan Securities
6.71
Score 15-20 yearsRegulated in JapanMarket Making License (MM)High Potential Risk
Regulated
Vantage Capital Markets
6.18
Score 5-10 yearsRegulated in United KingdomInst Forex Execution (STP)Suspicious Operational RegionHigh Potential Risk
Domestic Regulation
InteractiveBrokers
8.04
Score Listed20+ yearsRegulated in United StatesDerivatives Trading License (AGN)Self-developedGlobal BusinessMarket Making License (MM)High Potential Risk
Regulated
MUFG
7.98
Score 15-20 yearsRegulated in JapanMarket Making License (MM)Self-developed
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